Debating the role of India’s frontline education bureaucracy

What does it take to build an administrative eco-system that substantially shifts frontline behavior to focus entirely on the conundrum of learning in India’s classroom? This is the question that I posed in my blog post on Monday, where I drew on several years of research to outline the many complex reasons why the average education bureaucrat’s “account” of herself is embedded in the vocabulary of rules and hierarchy. And it is this “account” that ends up divorcing the education bureaucracy from the classroom and the process of teaching and learning. So how do we break this cycle?

Earlier this week, we at Accountability Initiative along with our thought partner Central Square Foundation, brought together a range of education practitioners to debate precisely this question. The interesting discovery, for me was to learn about the range and scale of work that is underway to engage and empower education bureaucrats in different settings. Since this was the first time that practitioners working on education management and governance had come together, we spent much of the day discussing different interpretations of the challenge and learning about the approaches and tools that are being developed.  While listening to colleagues, I was able to crystalize some thoughts on what needs to be done next. Here are my two bits:

Any effort to work with education bureaucrats must necessarily begin with involving them directly with the core of what an education system is supposed to deliver: learning. This is essential if we are to transform the account of the education bureaucracy so that they see themselves as directly accountable for delivering learning to India’s children. In the course of our study with education frontline officers in Bihar we found that the process of engaging with Cluster Resource Officers directly in the classroom, actually teaching them how to “teach” through practice classes, providing them with tools to measure learning made a significant difference to how they understood their role as “Academic Support” agents in schools. This brief success in Bihar has also been proven in different sites and JPAL has documented this in numerous process studies they have done of experiments with changing teaching-learning processes in different parts of the country (they presented these findings at our recent workshop).  Engaging the frontline in the process of learning, as these studies have shown, is critical. But how do we sustain these efforts?

In recent weeks, my colleagues at AI, have spent a lot of their time trying to collect and collate information on the kind of training that frontline education bureaucrats receive. While we are still in the process of doing a systematic review, our early assessment is that these officers are given very little by way of training from the moment they are recruited through their entire career on the process, methods and different approaches to teaching and learning. Of course, they do receive training on pedagogy and many frontline officers are recruited from the teaching community. But the training they receive once they become administrators is entirely about the nuts and bolts of administration with discussion and training on teaching-learning limited to new practices being pushed from their bosses. These trainings are about following orders on how to teach as prescribed by their bosses. At no point is the focus on building a professional identity of education frontline officers based on the core objective of what it takes to ensure children learn: what does it mean to be a teacher mentor? What are the best methods to engage students? How to work with teachers to facilitate and support them in the task of teaching? Engaging with these questions at the point of recruitment and during in-service trainings, is I believe the first and perhaps most important foundational step toward building a culture of administration that focuses on learning.

But there is a second important issue here, one that emerged during the discussions at the meeting. Are there deep failures in the process of recruitment that result in a gap between skills and job expectations within the bureaucracy? Put another way does the recruitment process as it exists today, serve to reinforce the current system failures? Most at the meeting agreed that this is part of the problem. It is instructive that most recruitment processes, as we have observed, have been based on very “thin” quantifiable characteristics such as professional qualifications and examinations. But facilitating learning requires a range of softer or “thicker” tasks such as mentoring and facilitating peer-learning so that classroom transactions improve. None of these skills are easily discernible through qualifications and examinations. So how does one match skills to recruitment processes? Colleagues from Kaivalya Education foundation described a successful intervention in Rajasthan that attempted to do just this. And one possible outcome from this meeting is the creation of a working group that will grapple with this difficult question. But restructuring the hiring process so that there is greater alignment between skills need and those recruited  is made all the more difficult because many of the “academic” focused skills expected of cluster officers are not easily quantifiable. They need careful, close observation. And it isn’t clear what the appropriate criterion for objective hiring could be. After all, a good teacher may not be a good mentor and vice versa. These are some of the key challenges that will need to be resolved in any discussion on changing recruitment processes.

But we may be getting ahead of ourselves. At present, there is no clear consensus in India about what it will take to improve learning in India and thus what role education administrators might have in achieving the goal of learning improvement. As Pratham’s Rukmini Banerji commented in the opening panel of the day, everyone agrees that India’s education system suffers from a learning crisis but there are very different views on how this is to be resolved. Some believe that more infrastructure, more teachers, more inputs are the answer. Others believe that the system needs to be better governed (or what I have often characterized as better disciplined) still others feel that more teaching support – better training, improved testing of teachers at the recruitment stage is the answer and finally there is the view that system failures aside, learning is about the classroom – aligning pedagogy and curriculum to what children know and can learn. On this view any debate on the role and form of the education bureaucracy needs to start with what is needed to enable this alignment between curriculum and pedagogy.

The role that India’s frontline ought to play will depend on what specific view one takes on how to solve the learning crisis. If it’s a matter of inputs, infrastructure and more discipline, perhaps the current recruitment and training processes with tweaks to make sure it functions better is appropriate. But if we want to focus on the classroom, we need a completely new paradigm in which to think about education management. I firmly stand in the latter camp and believe that some of the ideas outlined here may help us as we move toward creating an education system that stays firmly inside India’s classrooms.

 

 

 

टाइम यूज़ स्टडी

एकाउंटेबिलिटी इनिशिएटिव द्वारा श्टाइम यूज़ स्टडीश् बिहारए महाराष्ट्रए मध्यप्रदेशए हिमाचलप्रदेश और राजस्थान में शुरू किया गया द्य स्टडी का मुख्य उद्देश्य जनशिक्षक के दैनदिन कार्य को समझना था द्य इसी कार्य हेतु जिला स्तर के अधिकारियो को सूचित कर इस कार्य को किया गया द्य इस स्टडी को हमारे द्वारा तीन भाग में किया गया द्य ताकि जनशिक्षक के अलग अलग कार्य को अच्छे से समझ सके द्य इसके लिए जनशिक्षक को पहले से सूचित नहीं किया जाता था द्य

जनशिक्षक को समन्वयक के नाम से जाना जाता हैए जिसका मतलब हैए की सबके साथ समन्वय स्थापित कर अपने कार्य को करना द्य जनशिक्षक के जो वर्तमान में कार्य हैए उनमे से कई कार्य ऐसे है जोए वरिष्ट अधिकारियो द्वारा अपने स्तर पर आदेश जारी कर करवाए जा रहे है द्य शासन के जनशिक्षा अधिनियम और आरटीई में जो जनशिक्षक के कार्य है वो स्पष्ट हैए शासन को चाहिए की वह उन कार्यो को ही जनशिक्षक से करवाए तभी शाला स्तर पर कुछ सुधार देखने को मिल सकता है वर्तमान के जनशिक्षक मात्र डाकिया बनकर रह गया है द्य हमारे स्टडी के दौरान देखा गया कीए जनशिक्षक अपने कार्य की योजना तो बना लेते हैएपर वह उसे पूरा नहीं कर पाते द्य इसके पीछे कारन हैए अधिकारियो द्वारा तत्काल में प्राप्त होनेवाला कार्य जिसका टाइम लिमिट बहुत कम होता हैए और उसे तुरंत पूरा करना हैए ऐसे समय में जनशिक्षक अपने बनाये गये कार्य पर काम नहीं कर सकता द्य हर दुसरे दिन अलग अलग प्रकार के फॉर्मेट भरने हेतु जनशिक्षक को सौपे जाते हैए और वह सभी स्कूलों में वितरित करते है द्य

जनशिक्षक जो पद है उसमे किसी प्रकार का आकर्षण नहीं हैए मतलब अगर कोई जनशिक्षक बने तो क्यों बने घ् उसमे अलग से क्या लाभ है जब कोई किसी विभाग से अन्य किसी विभाग में डेपुटेशन पर जाता है तो उसे अन्य कई सुविधाए दी जाती है इसकारण भी लोग डेपुटेशन पर चले जाते है द्य पर यहाँ पर तो उल्टा हैए जनशिक्षक को डेपुटेशन पर लिया जाता है तो कई शर्ते है द्य जैसे कीए उसका स्वयं का वाहन होना चाहिए फ़ोन होना चाहिए परन्तु इन सब के मेंटेनेंस हेतु शासन कुछ नहीं देता है सिर्फ एक हजार रुपये देती हैए आज पेट्रोल का भाव क्या है घ् दस साल पहले भी इतना ही देती थी अब भी उतना ही देती है द्य फ़ोन का तो कुछ नहीं तो फिर कोई क्यों इस पद पर कार्य करे द्य लोग आते जरुर है पर उनकी अपनी मजबुरिया होती है द्य जैसे कोई कही दूर पद्सत है तो वह जनशिक्षक बन जाता है द्य और जब लोग मजबूरी में आते हैए तो हम सब जानते है की वह किस प्रकार कार्य करते है द्य

जनशिक्षक अपने कार्य के दौरान तत्काल निर्णय नहीं ले सकते द्य जैसे कीए स्कूल भ्रमण के दौरान अगर कोई शिक्षक बिना अर्जी दिए स्कूल में उपस्थित नहीं हैए ऐसे समय में वह शिक्षक के अनुपस्थिति को लेकर कोई करवाई नही कर सकते द्य सिर्फ निरिक्षण पंजी में लिख सकते है और अपने अवलोकन फॉर्म के माध्यम से वरिष्ट अधिकारियो को सूचित करते है द्य जनशिक्षक को अपने संबध शिक्षको के साथ अच्छे रखने होते हैए इसलिए वह किसी भी प्रकार का निर्णय लेने से पहले सोचते हैए क्योंकि उन्हें वापस उन्ही स्कूल में जाना हैए और उन्ही शिक्षको के माध्यम से कार्य करवाना है द्य जनशिक्षक के पास किसी प्रकार का पॉवर नहीं हैए जिसका इस्तेमाल कर कोई निर्णय ले सके द्य सारे अधिकार हाईस्कूल प्राचार्य के पास है द्य जिसके कारणवश जनशिक्षक किसी भी समस्या में पड़ने से घबराते है द्य

अत्तय यदि शासन को वाकई जनशिक्षक से कुछ परिवर्तन की आशा है पहले यह सोचना पड़ेगा की जनशिक्षक से उसका मूल काम ही करवाए या अन्य काम जो उसके है ही नही द्य और इस पद पर अच्छे लोग आये इस हेतु इस पद को अट्रेकटिव बनाना पड़ेगा और कुछ अन्य सुविधाए भी देनी होगी द्य कुछ नियम और शर्ते लागु होना जरुरी हैए जैसे कीए जनशिक्षक का निवास स्थान उनके जनशिक्षा केंद्र के पास होए अभी भी यह नियम हैए पर वास्तविकता में ऐसा नहीं होता है द्य घर से जनशिक्षा केंद्र के अंतर ज्यादा होने की वजह से 6 दिन कार्य 3 दिन में किया जाता है द्य ताकि आने जाने का खर्च बच सके द्य साथ ही निर्णय लेने का अधिकार भी कुछ हद्द तक देना होगा द्य तभी जनशिक्षक का पद वजनदार होगाए और निचले स्तर पर अच्छे से कार्य किया जा सकेगा द्य आज टेक्नोलॉजी का युग हैए सबके पास स्मार्ट फ़ोन हैए इसका प्रयोग कर जनशिक्षक अपने कार्य को आसन कर सकते है द्य पर शासन द्वारा जनशिक्षक के पद को प्रभावशाली बनाने हेतु कुछ अधिकार देने होंगे द्य ताकि समय पर सही निर्णय लेने से बच्चो का शिक्षा स्तर बेहतर हो सके द्य और जनशिक्षक पद का स

No Space at the Top

It is nearing seven years since I quit the cozy confines of the bureaucracy and became a traveling salesperson of decentralisation and anti-corruption. I would be deluding myself if I did not admit that I have on occasions, reflected upon whether leaving was the right thing to do. The other day I spoke to a colleague in the government who poured out her heart to me. She wanted to leave, desperately, and told me how confining, corrupt and unfeeling the government had become. I advised her to stay. I heard myself give her the same reasons to stay on, which I had cheerfully disregarded when I left. ‘We need you there’, I said to her, ending my spiel, weakly and selfishly.

While there is plenty to be said for staying in the government and doing good things of everlasting benefit to people, from the perspective of nursing ambitions and fulfilling them, the last ten years in the higher bureaucracy are nerve wracking.  The higher bureaucracy is full of intelligent people, who have gone through layers of tough competition to gain entry. Prior to cracking the entrance examinations, many of them over the years, have trained themselves to be single-minded in their pursuit of excellence, to compete and win. A collaborative spirit is not welcome in the training of such minds. Indeed, since selection is based on competitive examinations, collaboration is an anathema.

When a set of driven, competitive individuals gain entry to the stratosphere of the bureaucracy, it is too much to expect them to transform themselves into caring, sharing, collaborative teams overnight. Of course, if it suits them, they will passionately advocate team building, but there is an implicit precondition; that they will invariably head the teams that they build.

At the start of their careers, the implications of competition are not so readily apparent. There are plenty of jobs on offer at the lower levels for officers to excel. The initial years following recruitment into the Indian Administrative Services, for instance, follow nearly identical pathways in different States. Everybody starts off with a series of field postings, as sub-divisional magistrates, CEOs of District Panchayats, and that final summit from where they can lord over their empires, as District Collectors. While there is some element of comparison between these positions, it is hard to say that being District Collector of one district is not at par with the same position in another district. True, there are so called ‘prestigious’ districts – for example in Karnataka, being posted as the DC of Mysore is to be savoured more than being the DC of Bidar district; but then then the latter incumbent has the compensation of being the minor sultan of a far flung outpost to console herself.

It is after those first fifteen years, that the field narrows down. The general public, accustomed to seeing all officers as exalted might not discern the difference; everybody is up in their snowy peaks. However, for the insider, the difference between a good post and a bad post, between a side-lined position and a mainstream, plum posting, is stark. If one is pushed to a position of relative unimportance, the effect can be as good as being punished.

How are these hierarchies and inequalities recognised and maintained? There are many ways, which only the insider knows.

In Delhi, an individual knowledgeable of the caste hierarchy of the Union Government’s bureaucracy enlightened me of the criteria used to position officers in social gatherings. ‘Who you are, in Delhi’, he said, ‘depends upon five things; the Ministry in which you work, the colony in which you live, the school to which your children go, the club where you have membership and the breed of your dog’.

By those yardsticks, I reckoned, I lived in the basement of the rankings.  I was Joint Secretary in the Ministry of Panchayati Raj, which ranked low in the pecking order of social sector ministries, particularly when compared with the more prosperous and self-important ministry of Rural Development. I lived in a colony that was centrally located, but in a house that was two levels below the category to which I was entitled. My son did not study in Delhi, so I got zero marks in the school criterion. I did not belong to any club, since, like Groucho Marx, I would not join any club that would deign to admit me. And my dog, bless the rascal, was a Road-Island Retriever, which came off an island on the road. If I looked hard at his silly face, I might recognise a shade of Labrador, but that would be cheating.

 

The Flowering of Buds

‘You must visit our ‘Buds’ school’, she said.

A group of us, members from India of the Local Governance Initiative and Network, LoGIN, were in Kerala on a three day visit to share our experiences and plan our cooperative activities for the next year. We were hosted by the Kerala Institute of Local Government, which has a sprawling campus in sylvan surroundings in the village of Mulamkunnathukavu, Trissur District. KILA had organised out visit to the Pazhayannur village Panchayat, further north from Mulamkunnathukavu, in Trissur District.

After having given us a comprehensive presentation on the Village Panchayat, the President of the Panchayat was keen that we must visit some of the local initiatives that the Panchayat has initiated.

The Buds school was a revelation!

The school ran in an airy, cheerful building. It was a place for care giving to children with special needs, who lived in the Panchayat. There were about twenty such individuals, being provided professional care by a qualified care giver and teacher paid for by the Panchayat. For those who were able to work with their hands, there were several crafts skills to learn, from paper applique to making craft jewellery. To say that the school caters to children alone is a misnomer; the oldest individual in the school was thirty five. Some of the individuals in the school were accompanied by their guardians; parents, brothers and sisters.

The bright eyed professional who looked after the school explained how the Panchayat had found the location for it, and constructed the building. The Panchayat included the capital and running costs for the school in their participative plan and were able to pay for it from its budget, powered by the flexible block grants that were provided to it from the State and the local taxes – mainly property tax – collected by it.  We saw an impressive array of crafts and jewellery produced by the children. Recently, the teacher said, doctors living in the Panchayat had agreed to provide physiotherapy services free of cost, for those in the school.

How did a participative plan prepared by the Panchayat come up with the provisioning for such a unique care-giving institution? Put it down to Kudumbashree, Kerala’s unique model of the creation and networking of women into self-help groups, in close collaboration with the local governments. Unlike in other States, where the SHG movement has been positioned as an alternative to the strengthening of local governments, Kerala recognised early that the two were not incompatible and that they served different needs. The local governments are political institutions of government, just like the State and Central governments. On the other hand, the Kudumbashree movement was positioned as a State- catalysed civil society movement. The promotive efforts for strengthening such peoples’ institutions were themselves decentralised to the local level, with a three tier system of federating the groups from the neighbourhood level upwards, aligned with the local government jurisdictions.

It was in Venganur Village Panchayat, Thiruvananthapuram District, that the Buds idea was conceived and implemented. Every Panchayat prepares an anti-poverty sub plan, and during the process, it was discovered – through the active participation of the Kudumbashree SHGs – that poor families who had mentally and physically challenged children faced huge problems in providing them adequate care. The idea of setting up a special school for providing care and rehabilitation support to such children was born and executed.

Venganur Panchayat’s idea has swiftly spread. Buds schools have now flowered, in a short space of time, to nearly half of Kerala’s 900 plus Gram Panchayats.

A meeting with the Chief Secretary of Kerala, Mr. S.M. Vijayanand confirmed that the rapid spread of Buds schools was in response to Kerala’s unique demographics. As a State that had achieved replacement levels of population growth more than two decades back, it was now faced with the challenge of an aging population and small nuclear families, bereft of family support to look after those who are less fortunate. In such a situation, Vijayanand explained, care giving had emerged as a high priority in local planning. Not only were Panchayats setting up Bbuds schools, but also senior citizens clubs, to enable the older generation to relax and seek escape from crushing loneliness. Vijayanand was quick to point out that such initiatives were born from the Panchayats themselves, and did not require directions from the social welfare line departments.

But then, in Kerala, the Panchayats receive block grants with very few conditionalities, with which they can actualise their visions and dreams.

What of other States? Nope. They receive money in tiny, self contained narrow jets, incapable of being used flexibly. As somebody quipped, the money sent by the department of Khel-kood (sports and games) cannot be diverted. Indeed, the money sent for Khel, cannot be spent on kood and vice versa.

How Jayan transformed Manickal Grama Panchayat

Jayan, the current vice-President of Manickal Panchayat, is an unusual individual. In Kerala’s politically charged society, he has remained politically independent, though he does get outside support from a political party. This is Jayan’s second term in the Panchayat elected body; he was the president of the previous elected body, and he played a major role in pushing for and obtaining the ISO certification for Manickal Panchayat.

Jayan’s political moves on gaining ISO comprised of quite a bit of tightrope walking, as he wooed combative political interests, to assent to the process. He made the whole thing a non-threatening effort – which is a hard act to follow, because suspicion is woven into the warp and weft of Kerala’s democratic practice. However, it was his animated and serious nature, that convinced those that did not agree with his political neutrality to pursue the ISO certification.

But then, Jayan came up against some interesting opposition to most of his innovative moves in the Panchayat.

Auditors.

Mention auditors to Jayan, and he becomes even more animated than usual. He felt that Auditors of local governments come with plenty of paternalistic baggage; often tending to stray away from the core of their enquiry – whether expenditure was incurred in a procedurally correct fashion – to apply value judgments to substantive decisions of the Panchayats. Jayan recalled how on several occasions, the Panchayat dug in its heels and refused to accept auditor’s adverse comments on its actions.

Manickal Panchayat has produced several swimmers of national and international standing and even has a public swimming pool, a rare sight in a village Panchayat. The Panchayat contributed to the preparation of its champion swimmers by providing extra milk and eggs to them. On another occasion, since there were no Drawing, Physical Education and Music teachers appointed by the government in local schools, the Panchayat made its own appointments to fill up these vacancies. Yet again, responding to demands from educated youth, the Panchayat set up a coaching centre for preparing students to appear for competitive examinations for government employment. In all three cases, the Auditor felt that the expenditure was inappropriate, and exceeded the scope of responsibilities of the Panchayat.

Jayan did not relent. He got the Panchayat to pass a resolution disagreeing with the Auditor’s views. Meeting the objections head on, he wrote to the government justifying the Panchayat’s actions. He used his political links – remember, he was friends with everybody in every party – he persuaded the government to accept his explanation. The audit query and the recommendation to disallow the expenditure, was rejected.

What kind of effort does it take, to run a panchayat as good as Manickal? I spoke to Devaki, a second time member of the Panchayat, to get some sense of what she does throughout the day.

Like many others who are immersed in local political activity, Devaki wears many hats. She is an active member of her political party. She climbed the political ladder by first playing a mediating role in local disputes, settling cases, often going back and forth between working with families and groups, as also helping the police in investigations. From there, Devaki graduated to becoming a formal member of the District level legal services authority; she used her political connects to get the position. Devaki has a beat that takes her through her constituency, which she follows scrupulously. She only gets Rs. 3500/- as a monthly honorarium; this amount is grossly inadequate to cover her costs. Therefore, to save money, she increasingly contacts her constituents through phone. Her phone number is given to all shops in her ward so that people can contact her. Furthermore, she has fixed collection points – shops and the office of the women’s collective where she is a member – where citizens can contact her and leave their documents for her to collect and submit to the Panchayat office.

As I left the Panchayat, with my new found friends, Jayan and Devaki waving their goodbyes, I reflected on one aspect completely missing in our conversations.

Nobody mentioned bureaucrats, or the district administration, as being connected with the efforts of the Panchayat.

District Administrators, who think that the entire country will collapse if they are not present to watch over boisterous locals, please note. Nobody really cares at the ground level for what you do, or what you don’t do,

Media persons, please note, people really make things work. But because any of you don’t go down to the ground to see what is happening, you tend to believe that good bureaucrats alone are catalysts for anything good that emerges through local development. Please remember that very often, the district administration is only a messenger, a spokesperson who is not averse to taking the credit for what other, ordinary people do.

PART II – ACCOUNTABILITY INITIATIVE (AI) AND SCHOOL MANAGEMENT COMMITTEES (SMC)

This is the second part of our blog on School Management Committees (SMC)Previously we illustrated the need for intervention with SMCs and the resonance of AIs goals with working with SMCs. This week, we will present the work being undertaken and the challenges in taking this forward.  

Why does AI continue its work with SMCs?

Despite the policy constraints, apathy and challenges in implementation, AI has recently expanded its work with SMCs to address core difficulties in SMCs that we have learned through our experience. Whatever the nature of the policy, we are committed to preparing people to become part of that change. Our interest is in governance. We know that despite the policy or program, the way people engage with the service delivery systems and the management of these services by the frontline resources of the system need support to improve.

Even though fiscal literacy should be central to empowering SMCs, we have found that the preparation to provide this support is wanting. We are in a position to help through practical, user friendly materials and tools.

Similarly, we are well positioned to help build capacities of frontline and block level government personnel and are trying to do it in a way that can seamlessly become part of a change in the way the program is managed and how the community participates in program.

We know sharing information and mentoring skills that can process it to knowledge and practice, works.

In Nalanda (2011-13), of the 32% of schools that requested for at least 1 infrastructure activity, 11% of them were able to pull funds for it towards their schools.

The policy recommendations that emerge from our work are as follows: 

  • Schools will be better equipped to meet their outcomes if they are clear on what to spend on, how much and when. Hence if policy could move towards providing untied block grants to SMCs and move away from the norm driven system, it would create the space for more fiscal efficiency.
  • The fourteenth Finance Commission’s (FFC) recommendations have changed the way funds will be devolved. We are keen to see how states interpret and implement in the new context.
  • Better capacity building at all levels – leading to more empowered community bodies.
  • Focus on frontline Government officials and their preparedness to expect, want, facilitate and absorb participation (spend community mobilization money).
  • The reconstitution of what is incentivised and not in the way implementation is governed such that the intent required for participation is embedded in the system in the way it conducts itself. (6) The links between Panchayats and SMCs need strengthening. This may be the only way that policy can hope to reorient decision making processes so that they are genuinely bottom up.
  • Opportunity to explore the functional activity at various levels. As well as look into the nature and design of governance for SMCs. This is because currently it is being asked to deliver something quite different from what it was designed to.

The question becomes: While cascades and instructions have served the purpose till now, are they really equipped to deliver collaboration and informed participation?

  • Focus on HR practices and management. The nature and extent of accountability will be impacted by changes in policy in these aspects.
  • And finally tackling the much simpler and straight forward task to Build a real time MIS to ensure accountability for spending.

We are working both directly as well as through partners in Rajasthan, Madhya Pradesh and Bihar and very closely with the Government structure to potentially contribute to the way SMCs can engage. Our work is now focused on HOW to embed our recommendation with the Government structure, with civil society organizations, PRIs and the community; in a way in which we can make a complete suggestions to the Government to take into account the potential implementation gaps.

Pritha Ghosh is Programme Lead: Strategy and Implementation, at Accountability Initiative. Her role is to develop a strategic implementation vision and plan for Accountability Initiative’s work at the state and district level with a view to ensure that Accountability Initiative’s research translates in to a reform agenda on the ground.

Transparency, Accountability, and the Indian Government

A BIARI 2016 Presentation

“The narrative of [government] transparency and accountability in India is … the aspiration, regardless of political leanings,” said Yamini Aiyar, senior fellow at the Centre for Policy Research in India, and director of the Centre’s Accountability Initiative. Speaking yesterday at the Watson Institute’s annual global conference, the Brown International Advanced Research Institutes (BIARI), Aiyar discussed the challenges facing India’s emerging welfare state. Because state services, including education, access to water, road building, healthcare and security are so abysmal, India’s middle class and elite class rarely, if ever, use them.

“Being an ordinary citizen in India can be the equivalent of hell on earth,” despite having state-sanctioned rights to work, food security, sleep and access to information, said Aiyar, a TED fellow and member of the World Economic Forum’s global council on good governance.

Aiyar has done more important research on the question – How do you go from the center [of government] to the infamous last mile? –  than anyone else I can think of, said Patrick Heller, director of the Graduate Program in Development at Watson and professor of sociology and international and public affairs.

“She’s one of the more renowned research scholars affiliated with the Centre – one of India’s most vibrant independent think tanks,” Heller said. By monitoring government planning, budgeting, and decision-making in key social sectors, Accountability Initiative researchers bridge the divide between evidence and action and convene groups of citizens, policy makers, and government officials to act for the greater good. “What I found so amazing about the research being done in the Accountability Initiative [is that it] actually takes you through the chain of accountability and identifies some of the problems,” said Heller.

Aiyar and her Accountability Initiative colleagues collect, scrutinize, and analyze massive quantities of original data on social service government programs. “A program [like education] in India, a country of more than 1.3 billion people, has to travel through all the states and villages of India after starting in the capital, Delhi,” said Heller, a co-convener of the Governance and Development in the Age of Globalization Institute during BIARI.  “What happens when the ‘rubber meets the road?’ Aiyar’s Accountability Initiative is unearthing data to answer this question.”

What happens is troubling, at best: Vast numbers of India’s teachers don’t show up for work; when they do, there’s no guarantee they come to the classroom and actually teach. One independent study from 2010 found that many fifth graders couldn’t decipher a second-grade text, despite significant increases in government investments in education. Inflexibility reveals local bureaucrats’ refusal or inability to think and act creatively: When orders came down from a higher government entity to purchase fire extinguishers for every school, some local officials did so, despite having no physical building for the school.

Efforts within India to regularize accountability and transparency within the government of India, the world’s largest democracy haven’t led to systemic change. Local bureaucrats view their responsibilities as responding upward – to a bigger government entity – rather than to citizen complaints or concerns. Accountability requires a bureaucrat see himself not as a cog in the wheel and as separate from the government, but as an agent of change who responds to people, said Aiyar. Systems need a certain amount of accountability, yet must empower bureaucrats with enough discretion and authority to be responsive and engage with citizens. “It requires a nimble approach; a lot of our work [at the Accountability Initiative] is about that.”  

This blog is written by Nancy Kirsch and has been taken from Brown International Advanced Research Institutes (BIARI) 2016 organised by Watson Intstitute at Brown University.   

Tales from the Panchayats

The last few weeks has been spent yo-yoing from interactions with policy makers and academia, to visiting local governments and interacting with elected representatives. The latter has been infinitely more interesting, needless to say. Watching democratic decentralisation in practice never tires me. Never is there a sense of Déjà vu, every turn is unexpected and throws new light on something one thought one knew well.

As we careened through the crowded roads north of Thiruvananthapuram town – Kerala drivers are speed fiends – I was filled with keen anticipation. I had always wanted to visit Manickal Grama Panchayat, having heard so much about its innovative activities. Earlier in the day, I had met the Finance Minister of the State along with a foreign delegation that I was accompanying. Professor Thomas Isaac, an academic turned activist turned politician, had, in the course of his interaction, estimated that about one third of Kerala’s Grama Panchayats were outstanding performers. Certainly, Manickal ranked amongst the best.

At the Panchayat office, Sujatha, the Panchayat President, welcomed us. The body had only recently been elected and it comprised of 21 members, of whom 13 were women. Just prior to this election to the local governments, Kerala State had legislated to increase the seats reserved for women to fifty percent, from the earlier 33 percent. Accordingly, 11 seats in the Panchayat were reserved for women. Two women members were elected to unreserved seats, something that is now a growing phenomenon across India.

As we went on a short tour of the office, I noticed why this Panchayat was different. Indian offices loathe signage, but Manickal was different. Every activity of the Panchayat was described in clear signs. There was a Front Office where citizens could submit applications to the office. Staff sat in airy cubicles; there was hardly a file – so characteristic of Indian offices – in sight.

We settled down to our discussions with the Panchayat elected representatives and officials. Shiji, the senior clerk in the Panchayat described to us what we had come here to learn – how the Panchayat obtained an international certification for its internal processes; an ISO certification.

Obtaining the ISO certification was prompted entirely by the elected Panchayat. No senior officers were consulted or considered important to the decision. Since Kerala allows Panchayats a relatively untied fund that it may use for local projects, a consultant was engaged to guide the Panchayat through the process of meeting prescribed standards, at a price below the government indicated upper limit.

The first improvement undertaken in the Panchayat was to revamp the document management system. Through improvements in the records storage facility, the Panchayat achieved its target of recovering historical data within specified time limits; As Riji Joseph, the Assistant Secretary of the Panchayat informed us, a birth record of 1953 – the year in which the Panchayat was formed – could be retrieved in 2 minutes after these changes.  The next change was to ensure that all workflows for various services were routed through a Front Office. Improved Front Office services included the receiving of all applications, complaints and cash at the front office alone. Receipts for acknowledgement were issued for all such communications by the front office, containing the date on which the service would be delivered. It was also the responsibility of the front office to scan all documents submitted to it using a high speed scanner and instantly sending it to the section responsible, using the ‘Soochika’ software specially designed for Panchayats by the Information Kerala Mission. Fine transactions between sections were also handled by Soochika, which explained the absence of cumbersome files and the typical clutter that goes with it.

For each of the services delivered by the Panchayat, a service process manual was introduced. This enabled the Panchayat to meet the assurances given through its citizens charter, of providing services of the right quality within the assured period of time. The service manual has since been further detailed, based upon the Kerala Right to Services Act. In order to ensure that quality assurances does not drop, the staff of the Panchayat are organized into a ‘Quality Circle’, which keeps a watchful eye to ensure that service standards do not drop.

But all this is the easy part.

Service delivery is not merely the following of a prescribed process, but to be responsive to the nuanced needs of people. Sometimes, ensuring that citizens come first, might mean riding out to battle. More of that, in my next blog.

Image: (from the left) Jayan, vice- President of Manickal Grama Panchayat, Sujatha, President and Riji, Assistant Secretary, explaining the activities of the Panchayat.

ACCOUNTABILITY INITIATIVE (AI) AND SCHOOL MANAGEMENT COMMITTEES (SMC)

AI’s determination to work with SMCs follows from its foundational beliefs on what accountability is and what is required to make it work. Our understanding of this is a mature environment for accountability when decision makers are informed, service providers are responsive and citizens are empowered. Hence any recommendations made by us are always going to be about how to repair them where they are broken, create them where they do not exist. Additionally, to find out what is working where they exist and how to strengthen them. The model that we are building to work with SMCs today, addresses all three nodes and the links between them.

The 2006, Jaunpur study (Pratham) found that development outcomes could not be improved by just putting local participatory bodies in place. Variables like the preparedness of Village Education Committees, apathy of the public on the state of education remained variables that needed addressing for participation to become effective.

This reinforced the approach that AI was thinking of taking, and our interventions became focused on the ongoing and enduring lag between planning and local implementation. Our idea is to empower communities such that their participation could restructure the planning process and increase accountability. With this in mind, we tried to generate demand in Parent Teacher Associations and Panchayats in Madhya Pradesh in 2009-10 and learnt three things.

Two reinforced what others had learnt:

PTAs needed support to participate and the local administration needed support to accept this participation. We also found that even if both parties were enabled and empowered to participate, they could not possibly do so as the primary role of the SMC – which is to monitor quality is tied to its role as a fiscal monitor. However, the money that they needed to monitor did not arrive on time. On further investigation, we found it was not being disbursed on time.

This started our PAISA studies through which we explored how funds flowed through the system, what the communities and schools had to work with and how and to what extent planning could be effective despite these constraints. In 2010-11, with Pratham in Hyderabad, we developed simple, almost language-free tools that empowered SMCs to become aware of their fiscal responsibilities, to assess and prioritise school needs, trace spent and unspent grants, formulate an effective School Development Plan and monitor it. The SMC manuals of Madhya Pradesh, Himachal Pradesh and Maharashtra have borrowed from these.

Since 2014 we have been taking our understanding back to SMCs – to hopefully close the gap we found in 2009-10. Through our program: Hamara Paisa Hamara School, we share the results of the PAISA studies in the schools covered by the survey:

  1. What money was allocated and received?
  2. Periods of allocation
  3. Were the schools needs and priorities met?
  4. What were the related outcomes of the school?

We found repeatedly that there was a lack of sustained interest in education in the SMC members. They lack the capacity to mobilise and plan school development. They needed support to participate and learn the importance to create institutional linkages with district administration and the government training mechanism. We found that the system does not have the preparation to listen, even as it is legally required to, propelling us to build a strategy to sustain these linkages.

Moreover, the system does not support the role of the SMCs as the fund-flow which is central to their functioning face systemic difficulties.

Less than 1% of the Elementary Education budget actually reaches schools in the form of school grants. In themselves the grants have a limited usefulness, because they are tied to specific instructions on how they can be spent.

They are also consistently late, making it difficult for stakeholders to spend them.

In India, in both 2012 and 2014, less than 50% of Maintenance and School Development Grants were received by schools after half the financial year was over. In 2014, this was less than 50% of a reduced total (total being 80% of the Maintenance Grantand 68% of the School Development Grant).

In Nalanda, in 2012-13, till the month of July, schools received 5-6% of the three grants to schools. A larger chunk was released in September and then most in November – more than half way after the financial year was over. Thus making 20% of the Teaching Learning Material Grant, 15% of the School Development Grant and 29% of the SMG grant withdraw after the financial year.

This is something to think about as the money that we are speaking of funds basic classroom implements like chalk, dusters, electricity and drinking water.

From 2009-13, Nalanda received most of its funds for civil works between October and December leaving little to do thereafter. It takes approximately 15 months to build a classroom, not to mention the 3 months it takes to start work on that building.

This, (money not being received, being delayed, the unpredictability and lack of control) makes the idea of an active local participation in planning, allocation and monitoring moot. So while, for instance, in Nalanda in 2013, only 30% of the 99% SMCs in schools prepared an SDP; only in 67% of those 30% were SMC members involved in creating the SDP. You cannot help thinking, what the point might be?

Read more about our work with SMCs and the challenges in taking this foward in Part 2 of our blog – click here. 

Pritha Ghosh is Programme Lead: Strategy and Implementation, at Accountability Initiative. Her role is to develop a strategic implementation vision and plan for Accountability Initiative’s work at the state and district level with a view to ensure that Accountability Initiative’s research translates in to a reform agenda on the ground.

 

PART II: FIELD EXPERIENCE – NOT JUST ABOUT DATA

This blog is a continuation from Part 1: Engaging with PAISA 2015. It starts off with a recap of PAISA followed by my experiences on the field.

The PAISA 2015 survey at Accountability Initiative informed key research conducted on three prominent Centrally Sponsored Schemes (CSSs), Sarva Shiksha Abhiyan (SSA), Swachh Bharat Mission – Gramin (SBM) and the Integrated Child Development Services (ICDS). The survey is taken forward by our field staff, guided by learnings from the PAISA Course. Through this exercise, our research connects with not only data collected at the ground level, but also gaining significant insight on unquantifiable factors that facilitate or challenges our capacity in getting this information.   

As a part of the survey, I travelled to Madhya Pradesh in December 2015. My week in Bhopal began by collaborating with our team member, Swapna Ji, who was part of the field team and worked out of our Bhopal office as a Senior Paisa Associate. This provided me a great opportunity to learn several elements of our work being performed by our team of field associates on ground; an experience otherwise precluded by the nature of my work back in New Delhi. Since the field team is continuously engaged with different government officials at the lower levels of government, my conversations with Swapna ji revealed much about the day-to-day functioning of the frontline service facilities and various block and district level departments.

The volunteer training sessions were followed by the teams moving out in different directions to the sample list of villages in Sagar district allotted to them during the training. I, along with Swapna ji, also headed out to 2 villages to assist the teams in their initial data collection. My on-ground field experience was invaluable; it revealed the actualities of the functioning of the public service delivery mechanism which can’t ever be quantified in the data that I usually worked with on a daily basis. For instance, my interaction with the headmaster of a primary school consisted of him lamenting about the continued absence of several of the teachers in his school for months on grounds of election duty. A cursory look at the attendance register revealed how he had to send his teachers to village households to distribute the student entitlements owing to high levels of student absenteeism. Another conversation over chai with an Amma (generously offered and affectionately insisted upon by her) made me privy to the perils she had to face each day to defecate in the absence of a toilet facility in her house. In another village, I came across a community sanitary complex which explicitly prohibited certain castes of the community from using it. In another instance, an Anganwadi worker talked dejectedly on how the village households had to pitch in their own grains to feed the children in the centre as grains generally arrived with a month or two’s time lag. Walking through the lanes of these villages not only provided valuable context to the work I performed at my desk but also forced me to reassess several of my personal priorities and my general outlook of life.

While the volunteer teams conducted the surveys each day, Swapna ji and I looked at the data coming in to ensure that the data was accurate. The high dependence on the verbal responses from the frontline service providers and households on financial matters necessitated close monitoring of the data that was being collected. The use of tablet questionnaires greatly facilitated this process as we could look at the raw data coming, in real time. This enabled the team to continuously monitor the implementation of the survey and account for rechecks through manual logical checks or if needed, a revisit to the respondent.

I had embarked upon my first ever field experience of my professional life with the purpose to assist and provide support to the field team in Bhopal with training and conducting a primary survey. However, I returned with innumerable learning experiences which undoubtedly surpasses my contributions. AI’s foray into the sphere of conducting large scale PETS in the country to track fund flows contributes a unique perspective on the ground realities in the implementation of some of the flagship Centrally Sponsored Schemes (CSS) which are the means through which the government seeks to improve the status quo in the most important national priorities in the social sector. PAISA 2015 has been another successful venture by AI in its efforts to bring out interesting findings and contribute to the bigger policy debates surrounding the functioning of the key social sector programmes. The hard work by the team bore fruits in the form of published briefs which put together the findings from the survey with our research work. Personally, the entire experience of working for PAISA 2015 has been nothing short of overwhelming.

Priyanka Roy Choudhury is a Research Associate at Accountability Initiative. She works primarily with tracking fund-flows of Centrally Sponsored Schemes (CSS) on education, health and sanitation.